Financial & Technology Sarbanes-Oxley (SOX)
We implement and transform SOX compliance programs that are sustainable and exceed your stakeholder's expectations. Our risk based approach will help address your constantly changing risk environment and mold your SOX programs in a way that reduces total cost of compliance along with resulting in an audit ready posture all the time.
Our experienced SOX team documents key business processes, supports narratives, flowcharts and risk matrices that are critical to your success. Then we design and perform focused controls testing in line with PCAOB guidance.
Not sure what you need? We can show you the best path to SOX success.
Combine flows and narratives into digestible controls documentation to facilitate external audit walkthroughs and identify gaps so potential surprises are avoided.
Access to over 500 controls across both financial and technological processes.
Remediate significant deficiencies and material weaknesses with the ability to fix controls, policies, procedures, and business processes.
For clients who do not have a GRC platform or want to migrate to a new program, Vertex11 can provide several options.
SOX Case Studies & Resources
Implementing Sarbanes-Oxley (SOX) Compliance Within 90 Days.
Alleviating a firm’s “Pain in the SaaS” to overcome a Risk Management crisis copy.
Quickly catching a firm up on outstanding deficiencies after they had fallen significantly behind.
Security Is Not A Fence, A Cage, Or A Lock. Let’S Stop Thinking Of It This Way.
What Do Our Clients Have To Say?
“Vertex11 didn’t just solve my challenge. They helped me think ahead and also avoid future issues. Choosing them was a great business decision. They’re now my go-to team.”
“Vertex11 provides the smart thinking and thought leadership that every company should leverage in the world of cybersecurity.”
“Vertex11 delivers smart and nimble solutions that set us up for success. It’s no coincidence that a member of our team was promoted as a direct result of the engagement.”
“Vertex11 is one of the best consulting shops in the security business, particularly in the regulated world.”
“18 minutes with Vertex11 saved me 2 hours of banging my head against the wall.”
“Given the early stage of our company, we didn’t have a very structured controls environment. Vertex11 helped us shore up our significant deficiencies and material weaknesses. Our board was very happy.”
“Vertex11 is helping us transition from start-up to eventual IPO by guiding us through the regulation and audit processes. They make it easy.”
“Direct access to security and GRC expertise really sets Vertex11 apart. You just don’t get this type of collaborative relationship with the big four companies.”
Rest assured, we protect the anonymity of any client that chooses to give a testimonial of their experience with Vertex11.
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The Swarm Network is Vertex11’s affiliation with firms across the United States and internationally to provide expertise, capability, and velocity to any challenge our clients face.
Ready to discuss your project? Let’s talk, and together we can develop a plan of action.